Terms & Conditions

Last Updated: February 24, 2026

Terms & Conditions for Customers

M/s. Herboza Capital (Proprietorship Firm of Mr. Hanuman Datt Mishra)

1. Introduction

Welcome to Herboza Capital (“the Company”). By accessing or transacting through this platform, you agree to comply with the following Terms and Conditions. These terms govern your relationship with Herboza Capital regarding all purchases of unlisted or pre-IPO shares and related services.

2. Nature of Services

Herboza Capital offers access to unlisted and pre-IPO shares, investment opportunities, and related financial products as per the rules and framework permitted under applicable laws.

All transactions are carried out through SEBI-compliant mechanisms and registered depository participants (DPs).

3. Eligibility

  • The customer must be an Indian citizen aged 18 years or above.
  • A valid PAN, Aadhaar, and active Demat account are mandatory.
  • All KYC norms prescribed by SEBI and Stock Holding authorities must be fulfilled before any transaction.

4. Payment Instructions

  • Customers may add funds to their Herboza Capital Wallet only from a bank account registered with their own Demat account.
  • Payments from third-party accounts (including relatives or spouse) are strictly prohibited.
  • If payment is received from any unverified source, Herboza Capital reserves the right to hold, refund, or cancel the transaction.
  • All transactions must comply with SEBI and RBI guidelines for investor protection.

5. Risk Disclaimer

Risk Disclaimer
  • Investments in unlisted or pre-IPO shares carry market risk and liquidity risk.
  • Herboza Capital does not guarantee listing timelines, returns, or future valuations.
  • Listing of unlisted shares depends entirely on the issuing company’s internal decisions, SEBI approvals, and market conditions.
  • Investors are advised to perform their own due diligence before investing.

6. Compliance & KYC

  • All customers must submit valid identity, address, and financial proofs.
  • Herboza Capital reserves the right to suspend or terminate accounts with incomplete or inconsistent KYC details.

7. Refunds & Cancellations

  • Once shares are purchased or allocated, transactions are non-refundable.
  • Refunds, if applicable, will only be processed in cases of failed transactions or rejected orders.

8. Communication

All official communication from Herboza Capital will be sent via:

9. Governing Law

These Terms shall be governed by and construed in accordance with the laws of India, and any disputes shall fall under the jurisdiction of Lucknow (U.P.) courts.

10. Herboza Capital does not provide personalized investment advice.

11. We act only as a facilitator without holding client funds or securities. These additions further strengthen our compliance posture.

These Terms shall be governed by and construed in accordance with the laws of India, and any disputes shall fall under the jurisdiction of Lucknow (U.P.) courts.

Terms & Conditions for Associates / Business Partners

M/s. Herboza Capital (Proprietorship Firm of Mr. Hanuman Datt Mishra)

1. Introduction

These Terms govern the relationship between Herboza Capital and its Associates / Business Partners who promote company products and services such as unlisted shares, insurance, and other offerings.

2. Associate Registration

  • Associates must complete the KYC and Onboarding process with valid identity proof and bank details.
  • The registered bank account must match the account linked with the Associate’s Demat ID.
  • No third-party or shared account will be accepted.

3. Business Conduct

  • Associates shall not make false claims or mislead customers regarding returns, timelines, or share listings.
  • Associates must promote only those products that are officially listed and approved by the company.
  • Any violation of ethical guidelines may lead to termination of the Associate’s ID and forfeiture of commissions.

4. Earnings & Brokerage

  • Associates are entitled to brokerage and performance-based incentives as per the company’s approved structure.
  • Commissions are payable only after successful completion of verified transactions.
  • Income is subject to TDS and other applicable taxes as per Indian laws.

5. Business Growth Opportunities

Associates may build their teams and earn additional brokerage on downline performance, subject to company rules.

Additional benefits such as recognitions, rewards, car fund, or house fund will be awarded on achieving specific performance targets as decided by the company.

6. Code of Conduct

  • Associates must maintain transparency and integrity while dealing with clients.
  • No pressure sales, misleading communication, or unauthorized activities will be tolerated.
  • All communications must align with the company’s official policies and ethical guidelines.

7. Compliance & Audit

  • Herboza Capital reserves the right to audit Associate activities and payment records.
  • Non-compliance may result in termination without prior notice.

8. Legal Disclaimer

Herboza Capital acts only as a facilitator for buying and selling unlisted shares and does not guarantee profits or liquidity.

All investments are subject to market risks and regulatory approvals.

9. Jurisdiction

All disputes arising between Associates and the Company shall be governed by the laws of India, with exclusive jurisdiction in the courts of Lucknow (U.P.).

10. Contact Information

For official correspondence:
Herboza Capital